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76th Division
Results: 44

#	Item
21	STATE OF WASHINGTON DEPARTMENT OF FINANCIAL INSTITUTIONS SECURITIES DIVISION P.O. Box 9033  Olympia, Washington[removed] Add to Reading List Source URL: www.dfi.wa.gov Language: English - Date: 2013-03-06 18:28:17 Investment 76th United States Congress Investment Advisers Act Registered Investment Advisor Financial adviser Financial planner UBS Investment Adviser Association Financial economics Financial services Finance
22	PROPOSED RULE MAKING Agency: Department of Financial Institutions, Securities Division CR-102 (June[removed]Implements RCW[removed]Do NOT use for expedited rule making Add to Reading List Source URL: dfi.wa.gov Language: English - Date: 2014-04-14 13:56:46 Finance 76th United States Congress Financial services Securities Act Dodd–Frank Wall Street Reform and Consumer Protection Act Investment Company Act Collective investment scheme Financial adviser Investment Advisor Financial economics United States securities law Investment
23	PDF Document Add to Reading List Source URL: www.mccoy.army.mil Language: English - Date: 2009-06-15 12:55:42 United States Army United States McCoy 100th Infantry Battalion 76th Division Wisconsin Highway 21 32nd Infantry Division 84th Division Fort McCoy Wisconsin Wisconsin Robert Bruce McCoy
24	Division of Corporation Finance No-Action Letter: Deutsche Asset Management, Inc. and Deutsche Investment Management Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-22 11:45:47 Financial regulation Financial economics Finance Investment Investment Advisers Act U.S. Securities and Exchange Commission Securities Act Investment Company Act Regulation D United States securities law 76th United States Congress United States Securities and Exchange Commission
25	Division of Corporation Finance No-Action, Interpretive and Exemptive Letters: Merrill Lynch, Pierce, Fenner & Smith Incorporated Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-04-13 15:55:53 Financial regulation Financial services 76th United States Congress Economy of the United States New Deal Securities Act U.S. Securities and Exchange Commission Regulation D Securities Exchange Act United States Securities and Exchange Commission United States securities law 73rd United States Congress
26	Division of Corporation Finance No-Action Letter: Morgan Stanley Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-02 16:30:41 Finance 76th United States Congress Stock market United States Securities and Exchange Commission 73rd United States Congress Securities Act U.S. Securities and Exchange Commission Morgan Stanley Securities and Exchange Commission Investment Financial economics United States securities law
27	Division of Corporation Finance No-Action, Interpretive and Exemptive Letters: American Skandia Investment Services, Inc. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-05-18 15:34:40 73rd United States Congress 76th United States Congress New Deal Securities Act Regulation D U.S. Securities and Exchange Commission Investment Advisers Act Government Securities and Exchange Commission United States Securities and Exchange Commission United States securities law Financial regulation
28	Investment Advisers Act of 1940 – Sections[removed]and (2) Heitman Capital Management, LLC February 12, 2007 RESPONSE OF THE OFFICE OF CHIEF COUNSEL DIVISION OF INVESTMENT MANAGEMENT Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-02-12 17:30:06 76th United States Congress Primary dealers Financial services Investment Advisers Act Registered Investment Advisor Financial adviser Investment Advisor Investment Company Act Citigroup Financial economics Investment Finance
29	PROPOSED RULE MAKING Agency: Department of Financial Institutions, Securities Division CR-102 (June[removed]Implements RCW[removed]Do NOT use for expedited rule making Add to Reading List Source URL: www.dfi.wa.gov Language: English - Date: 2014-04-14 13:56:46 Finance 76th United States Congress Financial services Securities Act Dodd–Frank Wall Street Reform and Consumer Protection Act Investment Company Act Collective investment scheme Financial adviser Investment Advisor Financial economics United States securities law Investment
30	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON. D.C[removed]DIVISION OF INVESTMENT MANAGEMENT Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-08-10 17:33:53 Financial services 76th United States Congress Investment Advisers Act Hedge fund Registered Investment Advisor Investment Advisor Financial adviser U.S. Securities and Exchange Commission Collective investment scheme Financial economics Investment Finance

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